Compliance Officer

Register for Job Alert
Permanent
Compliance
Western Europe
Frankfurt
Enquire for package
10.05.2018 10:57 AM
CR1004

Your qualifications

  • University degree in economics or law or a relevant comparable qualification (e.g. within Compliance, Audit) with at least 2 years of relevant practical experience
  • Organizational skills to ensure accurate and complete documentation of decision making
  • Strong analytical skills including the ability to manage, examine and investigate large quantities of information / exhibits / data
  • Strong individual initiative, high level commitment and motivation
  • Proficiency in written and spoken German and English is required, other languages welcome

 

Your tasks and responsibilities

  • Support in a group wide AML-related project to define and meet Compliance related milestones and timelines
  • Perform new customer on-boarding, regular or ad-hoc customer review, new customer account opening, off-boarding or changes of the risk categorization, comprising a risk based customer analysis and adhering to the KYC Policies and Procedures in place. Customer evaluation, covering for the preparation of a sound decision paper and documentation
  • Frequent communication with and advise to stakeholders involved in KYC-related processes throughout DBAGs group entities, comprising the proposal of comprehensive countermeasures to mitigate risks related to KYC processes
  • Work independently and collaboratively with other stakeholders and, ensure necessary support is provided especially on time sensitive issues and take over other frequently occurring Compliance Tasks

 

Can't find the job you're looking for?

Complete this short form & submit your CV then we will do the rest

(Permitted file size is 5Mb and file types are: doc, docx, txt, pdf, rtf, xls. Please note, for your privacy this website does not store the contents of this form)

Attach CV*